November-December 1996


The African Emergence and Early Asian Dispersals of the Genus Homo

Roy Larick and Russell L. Ciochon

Section 1

More than a century ago, Dutch paleontologist Eugene Dubois suggested that human origins lay in Southeast Asia, and he soon found the undeniably earliest hominid skeletal remains on the island of Java. In the 1930s, many more fossils of similar primitive character came to light near Beijing, and the entire Asian collection became known as Homo erectus. Presumably arising from an Asian ape, "upright man" had evidently occupied a great swath of eastern Asia, and provided the logical precursor to the more advanced and younger Neanderthal and Cro-Magnon (Homo sapiens) fossils of Europe. In evolutionary terms, Homo erectus was thought to have emerged in Asia and later dispersed to Europe.

During the 1960s, the eastern Rift Valley region of eastern Africa began to yield contrary evidence in its many much older Australopithecus fossils as well as an ample number of fossils from Homo. By the 1970s, human origins were believed to lie in Africa, with a much later dispersal toward East Asia. Movement from Africa to Europe came yet later. The new African research, a collaborative effort among paleontologists, geologists, paleoclimatologists and others, also began to ask about the timing and cause of human emergence. In the light of new ecological theory and increasingly sensitive environmental evidence, paleoanthropologists could now advance relatively complex behavioral models.

Current evidence suggests that about 3.0 to 2.4 million years ago (mya), the relatively cool, dry climate of tropical Africa presented challenging new conditions for woodland-dwelling Australopithecus. In theory, the cooler climate cleared out some of the woodland to form new open habitats. It is at about this time that the earliest species of the genus Homo emerged, between 2.5 and 2.0 mya, to exploit the new habitats as a rather aggressive omnivorous scavenger.

Climate has been less useful for understanding the intercontinental dispersion of Homo. Until recently, the earliest Homo fossils in Asia appeared to be no more than 1.1 million years old, representing a time well after emergence and not directly related to significant climatic events. Paleoanthropologists have therefore explained dispersion as a separate stage of development, and as the result of "internal" factors, such as population saturation and technological advances in tool making and resource scavenging.

Recently, however, we and our Chinese colleagues have contributed to what has become a wave of new Asian fossil discoveries and technical re-analyses that change this picture. In tropical and subtropical East Asia, the age of newly discovered fossils of Homo and simple stone tools, as well as some revised dates for known remains now approach 2 million years, nearly 1 million years older than previous estimations. In temperate west Asia, a new hominid and associated tools reach 1.4 million years in age. This new evidence extends the pattern of well-known contemporary eastern Mediterranean archaeological sites northward to suggest a later--but still quite early--movement to the more temperate areas of the Middle East and mid-latitude west Asia.

The new finds and age determinations give distinctness and complexity as well as antiquity to the formerly late and amorphous pattern for Asian dispersal. Our interest lies in the initial dispersal of early Homo from tropical Africa eastward across tropical and subtropical habitats of south and East Asia. In fact, early Homo now seems to have arrived in East Asia so early that its African emergence and initial subtropical Asian dispersal must be linked. Thus the factors that triggered the evolution of Homo from Australopithecus also encouraged early Homo to leave Africa, at least initially. We reconsider the new evidence for early dispersals in the light of climatic, morphological, technological and behavioral factors hypothesized for the emergence of Homo. We find that the striding gait, the elementary stone tools and the simple, but expansive, pattern of scavenging that characterizes the emergence of Homo also served its initial dispersal. In contrast, later populations of Homo colonized more temperate habitats under more complex and less obvious conditions.


© American Scientist 1996

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